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UIG acknowledge the importance of ensuring all Employees and Authorised Representatives have the appropriate skills and knowledge to perform their job in a competent and compliant manner.

The responsibilities of the Compliance officer include:

  • Ensuring training standards are met or exceeded as required by the Financial Services Reform Act and the Insurance Brokers code of Practice.
  • Maintaining records and identifying suitable training requirements, circulating information and availability of training courses. Assisting with training plans.
  • Ensuring staff are in appropriate roles which suit ability and qualifications.
  • Fostering a best practice culture across the group to enable continuous improvement.